10分鐘BLNST 基本法及香港國安法測試 10min BLNST — Basic Law & NSL Test Ten minutes a day, six years in the making
Basic Law 第97–104條

Political Structure III: District Organisations, Public Servants and Oath-taking

This chapter covers non-political district organisations (Arts. 97–98), the appointment and retention of public servants (Arts. 99–103), and the constitutional requirement for five categories of officeholders to take an oath of allegiance upon assuming office (Art. 104).

1 District Organisations

Articles 97–98 provide that non-political district organisations may be established to be consulted or to provide local services, with their powers and formation prescribed by law.

Nature and Functions of District Organisations

第97–98條
  • District organisations which are not organs of political power may be established in the HKSAR (Art. 97). Definition
  • District organisations are non-political in nature — they are not organs of political power and hold no legislative or executive decision-making authority. Exam
  • District organisations serve two main functions: (1) to be consulted by the HKSAR government on district administration and other affairs; (2) to be responsible for services in culture, recreation and environmental sanitation. Exam
  • The powers and functions of district organisations and the method for their formation shall be prescribed by law (Art. 98). Numbers
  • District organisations may only advise or provide services — they cannot legislate for their district or issue directives to the government. Trap

高頻填空

Real exam fill-blanks: consulted on "district administration" and other affairs; provides "culture, recreation, environmental sanitation" services — all three required; "transport" is a common distractor.

高頻考點

Negative test: transport, district policy planning, and infrastructure are NOT functions of district organisations. Always state "non-political" for nature questions.

易混淆

Common confusion: district organisations are "consulted by" the government — the initiative lies with the government, not the organisations.

District Organisations at a Glance

第97–98條
Item Key point
NatureNon-political (not an organ of political power; no legislative or executive power)
Function 1To be consulted on district administration and other affairs
Function 2To provide culture, recreation and environmental sanitation services
Powers & formationPrescribed by law (Art. 98)

Services are limited to culture/recreation/environmental sanitation; transport and district policy planning are NOT included.

How it is examined

What is the nature of district organisations under the Basic Law?

  • They are non-political — not organs of political power
  • Their powers and formation are prescribed by law
  • They may be consulted on district administration and other affairs
  • They may provide services in culture, recreation and environmental sanitation
  • They hold no legislative or executive decision-making power

The _____ and _____ of district organisations are prescribed by law. (fill in the blanks)

  • Answer: powers and functions; method for their formation
  • Not directly determined by the Chief Executive or LegCo alone
  • Specific powers and formation must be established by law

District organisations may be consulted on _____ and other affairs, or provide _____ services. (fill in the blanks)

  • Answer: district administration; culture, recreation, environmental sanitation
  • Consultation: organisations are consulted BY the government, not the reverse
  • Services: culture, recreation, environmental sanitation — all three required; transport/infrastructure are NOT listed

Which of the following is NOT a service provided by non-political district organisations?

  • Culture, recreation, environmental sanitation are within scope
  • Transport, district policy planning, infrastructure are NOT listed
  • District organisations are non-political and have no policy-making power

2 Appointment and Retention of Public Servants

Articles 99–101 set out qualification requirements for public servants, arrangements for retaining existing staff, and which posts must be held by Chinese citizens with no right of abode abroad.

Basic Qualification Requirements for Public Servants

第99條
  • Public servants serving in all government departments of the HKSAR must be permanent residents of the Region (Art. 99). Exam
  • Two exceptions to the permanent resident requirement: (1) foreign nationals covered by Art. 101; (2) those below a certain rank as prescribed by law. Trap
  • Public servants must be dedicated to their duties and be responsible to the Government of the HKSAR (Art. 99). Definition

高頻考點

Real exam: "Public servants are responsible to ___?" — correct answer is "the Government of the HKSAR", not "the Chief Executive", "LegCo" or "the public".

How it is examined

To whom are public servants in the HKSAR Government responsible?

  • Answer: the Government of the HKSAR
  • NOT the Chief Executive personally, NOT LegCo, NOT the general public
  • They must also be dedicated to their duties

What basic requirements must public servants in HKSAR government departments meet?

  • Must be permanent residents of the HKSAR
  • Must be dedicated to their duties
  • Must be responsible to the Government of the HKSAR
  • Foreign nationals and those below a certain rank are exempted from the permanent resident requirement

Retention of Existing Public Servants

第100條
  • Public servants serving in all Hong Kong government departments, including the police department, before the establishment of the HKSAR may all remain in employment (Art. 100). Exam
  • Retained staff shall have their seniority preserved, and their pay, allowances, benefits and conditions of service shall be no less favourable than before (Art. 100). Numbers
  • The retention clause states terms shall be no less favourable than before — they may be better, but not worse. Trap

高頻填空

Real exam fill-blank: "…all government departments, including ___" — answer is "the police department"; common distractors: ICAC, administrative departments, disciplined services.

How it is examined

Pre-handover public servants in all government departments, including _____, may remain in employment.

  • Answer: the police department
  • Common distractors: ICAC, administrative departments, disciplined services — none are in the original text
  • Seniority preserved; pay, allowances, benefits no less favourable than before

What treatment do pre-handover public servants receive after the establishment of the HKSAR?

  • All may remain in employment; seniority preserved
  • Pay, allowances, benefits and conditions of service no less favourable than before
  • Covers all government departments including the police
  • "No less favourable" means terms may improve but not worsen

Requirements for Key Posts and Employment of Foreign Nationals

第101條
  • The HKSAR Government may employ British and other foreign nationals who previously served in the public service or hold permanent identity cards of the Region in government departments at all levels (Art. 101). Definition
  • The following eight categories of posts must be held by Chinese citizens among permanent residents of the Region with no right of abode in any foreign country (Art. 101): Secretaries of Departments, Deputy Secretaries of Departments, Directors of Bureaux, Commissioner Against Corruption, Director of Audit, Commissioner of Police, Director of Immigration, Commissioner of Customs and Excise. Exam
  • The eight restricted posts: Secretaries of Departments, Deputy Secretaries of Departments, Directors of Bureaux, Commissioner Against Corruption, Director of Audit, Commissioner of Police, Director of Immigration, Commissioner of Customs and Excise. Numbers
  • The HKSAR Government may also employ British and other foreign nationals as advisers, or when required recruit qualified candidates from outside the Region for professional and technical posts (Art. 101). Definition
  • Foreign nationals shall be employed only in their individual capacities and shall be responsible to the HKSAR government personally (Art. 101). Exam

必背數字

Memorise the eight restricted posts. Note: "Director of Audit" (審計署署長) is included but judges are NOT on this list — judges are covered by Art. 92.

常見失分位

Trap: "Deputy Secretaries of Departments" (副司長) ARE on the restricted list, but "Deputy Directors of Bureaux" (副局長) are NOT explicitly listed in Art. 101.

Eight Posts Reserved for Chinese Citizens (No Right of Abode Abroad)

第101條
# Post
1Secretaries of Departments
2Deputy Secretaries of Departments
3Directors of Bureaux
4Commissioner Against Corruption
5Director of Audit
6Commissioner of Police
7Director of Immigration
8Commissioner of Customs and Excise

"Deputy Secretaries of Departments" ARE restricted, but "Deputy Directors of Bureaux" are NOT listed in Art. 101.

How it is examined

What positions can foreign nationals hold in the HKSAR Government?

  • May serve as general public servants at all levels (former HK staff or hold permanent ID card)
  • May serve as political assistants and other non-restricted posts
  • May serve as advisers or in professional and technical posts
  • Employed only in individual capacity, responsible to HKSAR government personally
  • Cannot fill the eight restricted posts: Secretaries/Deputy Secretaries of Departments, Directors of Bureaux, Commissioner Against Corruption, Director of Audit, Commissioner of Police, Director of Immigration, Commissioner of Customs and Excise

Which posts must be held by Chinese citizens (permanent residents with no right of abode abroad)?

  • Secretaries and Deputy Secretaries of Departments
  • Directors of Bureaux
  • Commissioner Against Corruption
  • Director of Audit
  • Commissioner of Police
  • Director of Immigration and Commissioner of Customs and Excise
  • Eight categories total — "Deputy Directors of Bureaux" are NOT on the list

Under what conditions may foreign nationals serve as government advisers?

  • Yes, they may be employed — but only in their individual capacity
  • Responsible to the HKSAR government personally
  • No permanent resident status required for adviser/technical posts

3 Public Service System and Retirement Protection

Articles 102–103 protect the pension and gratuity entitlements of retiring or departing public servants, and preserve the existing system of recruitment, assessment, discipline and management.

Pension and Gratuity Protection

第102條
  • The HKSAR Government shall pay to public servants who retire or leave in compliance with regulations (including those who retired or left before 1 July 1997) or their dependants, all pensions, gratuities, allowances and benefits due to them (Art. 102). Exam
  • Retirement protection: no less favourable than before, and irrespective of their nationality or place of residence (Art. 102). Numbers
  • Art. 102 explicitly covers those who retired or left before 1 July 1997, extending protection to pre-handover former employees. Trap

高頻考點

Real exam: "Which public servants do NOT receive pension?" — answer: those who left due to misconduct. Emigrants, Mainland residents, and pre-1997 retirees are all still protected — coverage is irrespective of nationality or place of residence.

Pension Protection: Covered vs Not Covered

第102條
Situation Pension protected?
Retiree who has emigratedYes (irrespective of place of residence)
Retiree residing on the MainlandYes
Retired or left in compliance with regulations before the HKSARYes (expressly covered by Art. 102)
Dependants (family members)Yes
Left due to misconductNo (not in compliance with regulations)

Protection is irrespective of nationality or place of residence; only those NOT leaving in compliance with regulations are excluded.

How it is examined

Which public servants are NOT entitled to pension protection under the Basic Law?

  • NOT protected: those who left due to misconduct (not in compliance with regulations)
  • Still protected: emigrants (irrespective of place of residence)
  • Still protected: those residing on the Mainland
  • Still protected: those who retired before the establishment of the HKSAR
  • Dependants (family members) are also covered

What are the key features of pension protection for retired public servants?

  • Pensions, gratuities, allowances and benefits no less favourable than before
  • Covers those who retired or left in compliance with regulations before 1 July 1997
  • Also protects their dependants
  • Protection irrespective of nationality or place of residence

Public Servant Appointment and Management System

第103條
  • The appointment and promotion of public servants shall be on the basis of their qualifications, experience and ability (Art. 103). Definition
  • Hong Kong's previous system of recruitment, employment, assessment, discipline, training and management for the public service shall be maintained (Art. 103). Exam
  • The preserved system includes special bodies responsible for public servant appointment, pay and conditions of service (Art. 103). Definition
  • Exception: provisions for privileged treatment of foreign nationals shall not be maintained (Art. 103). Trap

高頻填空

High-frequency fill-blank: "Public servants shall be appointed and promoted on the basis of their _____" — answer must be "qualifications, experience and ability" (all three); "loyalty/character" variants are distractors.

必背六項

Six preserved elements: recruitment, employment, assessment, discipline, training, management — real exams use "which of the following are preserved?" with "all of the above" as correct. Exception: privileged treatment for foreign nationals is NOT preserved.

How it is examined

Public servants shall be appointed and promoted on the basis of their _____.

  • Answer: qualifications, experience and ability
  • Common distractors: "loyalty, qualifications and experience"; "character, experience and ability" — none match the text
  • All three must be present; "loyalty" and "character" are not in the original article

Which of the following elements of Hong Kong's original public service system are preserved?

  • Recruitment, employment, assessment, discipline, training, management — all of the above
  • Special bodies for appointment, pay and conditions of service are also preserved
  • Exception: provisions for privileged treatment of foreign nationals are NOT preserved

4 Oath of Allegiance

Article 104 requires five categories of officeholders to swear to uphold the Basic Law and pledge allegiance to the HKSAR upon assuming office. The NPCSC issued an interpretation of this article on 7 November 2016.

Categories of Oath-takers and Requirements

第104條
  • Art. 104 requires five categories of officeholders to take an oath upon assuming office: (1) Chief Executive; (2) principal officials; (3) members of the Executive Council; (4) members of the Legislative Council; (5) judges of the courts at all levels and other members of the judiciary. Exam
  • Oath content: to uphold the Basic Law of the HKSAR of the PRC and to swear allegiance to the HKSAR of the PRC. Definition
  • The oath must be taken in accordance with law; taking the oath is a legal condition and necessary procedure for assuming office. Definition

高頻考點

Real exam combination question: "Which of the following must swear an oath?" — answer is all four categories. Five groups: CE, principal officials, ExCo members, LegCo members, judges and other judiciary. "All publicly-funded employees" is a common wrong distractor.

高頻填空

Fill-blank: "uphold _____, pledge allegiance to _____" — uphold: Basic Law of the HKSAR of the PRC; allegiance to: HKSAR of the PRC. "PRC Constitution" or "Central People's Government" are wrong answers.

易混淆

Category 5 includes "judges at all levels and other members of the judiciary" — not just judges alone.

Five Categories of Oath-takers

第104條
# Officeholder
1Chief Executive
2principal officials
3members of the Executive Council
4members of the Legislative Council
5judges of the courts at all levels and other members of the judiciary

Oath: uphold the Basic Law of the HKSAR and swear allegiance to the HKSAR; "all publicly-funded employees" are NOT included.

How it is examined

Which of the following must take an oath to uphold the Basic Law and pledge allegiance to the HKSAR?

  • (i) Chief Executive and principal officials
  • (ii) Members of the Executive Council
  • (iii) Members of the Legislative Council
  • (iv) Judges at all levels and other judiciary members
  • Answer: all of (i)(ii)(iii)(iv)
  • "All publicly-funded employees" is NOT listed

The oath requires one to uphold _____ and pledge allegiance to _____.

  • Uphold: the Basic Law of the HKSAR of the PRC
  • Allegiance to: the HKSAR of the PRC
  • Wrong: uphold "the PRC Constitution" — not in the text
  • Wrong: allegiance to "the PRC" or "the Central People's Government" — not in the text

NPCSC Interpretation of Article 104 (2016)

第104條(人大釋法)
  • The Standing Committee of the National People's Congress issued an interpretation of Basic Law Art. 104 on 7 November 2016. Numbers
  • The interpretation requires that the oath be taken sincerely and solemnly; the oath-taker must read the oath accurately, completely and solemnly. Exam
  • If an oath-taker declines to take the oath, they are disqualified from assuming the corresponding public office. Exam
  • If an oath-taker deliberately reads words inconsistent with the legal oath, or takes the oath in an insincere or unsolemn manner, this constitutes declining the oath — the oath is invalid and the person loses qualification to assume office. Trap
  • The oath is legally binding; during their term of office the oath-taker must sincerely believe in and strictly abide by the oath; false oath-taking carries legal liability. Exam

高頻填空

Real exam fill-blank: "The oath-taker must take the oath sincerely and solemnly, and must _____ read the legal oath" — answer: "accurately, completely and solemnly"; "sincerely and solemnly" or "accurately and sincerely" are distractors.

高頻填空

Real exam fill-blank: "Refusing or failing to take a valid oath ___" — complete answer: "shall not assume the public office, shall not exercise the powers or enjoy the benefits" — just "loses qualification" is incomplete.

常見失分位

Common confusion: an "insincere oath" has the same consequence as outright "refusing to swear" under the 2016 interpretation — both result in disqualification.

How it is examined

The oath-taker must take the oath sincerely and solemnly, and must _____ read the legal oath.

  • Answer: accurately, completely and solemnly
  • Distractor: "sincerely and solemnly" — refers to the manner of taking oath, not the reading requirement
  • Distractor: "accurately and sincerely" — missing "completely" and "solemnly"

Refusing or failing to take a valid oath means the person _____.

  • Answer: shall not assume the corresponding public office, shall not exercise the corresponding powers or enjoy the corresponding benefits
  • Three-part consequence: no assumption of office + no exercise of powers + no enjoyment of benefits
  • Only stating "loses qualification" or "cannot assume office" is incomplete

Under the 2016 NPCSC interpretation, what are the consequences of an insincere or incomplete oath?

  • Deemed to have declined the oath; oath is invalid
  • Shall not assume office, exercise powers or enjoy benefits
  • False oath-taking carries legal liability
  • "Insincere oath" has the same consequence as outright refusal

Practise with 683 exam-style questions

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